9/26/2024 3:16:10 PM Is less more? The FCA's evolving approach to enforcement By Alexandra Green Michael Sholem Rachel Serene Therese Chambers, joint executive director of enforcement and market oversight, spoke at the AFME Annual Compliance and Legal Conference...
9/26/2024 1:23:48 PM Naming and shaming: the FCA stands firm By Laura Bridgewater Lorna Emson Helen Harvey The FCA has confirmed it is standing by its hotly debated proposal to “name and shame” firms under investigation. The FCA confirmed in...