12/29/2020 12:00:00 AM The UK/EU free trade agreement: 10 points for financial services firms By Macfarlanes With a free trade agreement between the UK and the EU agreed on Christmas Eve, there is now more visibility on the regulatory landscape...
12/18/2020 12:00:00 AM Brexit: retained EU law in the departure lounge By Macfarlanes The eyes of most Brexit watchers are on the trade talks in Brussels. In the background, however, the process of legislating for the...
12/16/2020 12:00:00 AM FCA fines hedge fund Chief Investment Officer for market abuse and prohibits him from performing regulated activities By Helen Harvey On 15 December 2020, the FCA announced it had fined a hedge fund Chief Investment Officer (CIO) £100,000 for market abuse and had...
12/16/2020 12:00:00 AM Transparan-sea: UK Overseas Territories commit to publicly accessible beneficial ownership registers By Macfarlanes All the inhabited Overseas Territories (OTs) of the United Kingdom (UK) have committed to adopting publicly accessible registers of...
12/15/2020 12:00:00 AM FCA issues first consultation paper on new UK Investment Firm Prudential Regime By Alexandra Green Rachel Serene The Financial Conduct Authority (FCA) has issued its first consultation paper (CP) proposing rules for the UK Investment Firm Prudential...
12/3/2020 12:00:00 AM What do the new tiers now mean for office working? By Matthew Ramsey As readers will know, on Tuesday this week Parliament approved Regulations establishing a new three-tier framework to replace the second...
11/26/2020 12:00:00 AM Second suspension of wrongful trading By Timothy Bromley-White The government has once again suspended wrongful trading, this time until 30 April 2021. The government had previously suspended wrongful...
11/24/2020 12:00:00 AM A little less conversation, a little more action By Rhian Edwards Once again, Covid-19 has demonstrated its ability to affect issues seemingly entirely removed from the auspices of a health crisis. In...
11/19/2020 12:00:00 AM Bridging the value gap By Kathryn Jarvis-Hunter Last week Jessica Adam, a partner in our corporate and M&A team, was joined by Harry Bourne, from the investment banking group at...
11/17/2020 12:00:00 AM “Strong and simple”: UK banks after 2021 By Macfarlanes Last week, Sam Woods, CEO of the Prudential Regulation Authority (PRA) gave a speech on the regulatory architecture for UK banks...
11/16/2020 12:00:00 AM Extended furlough: new guidance and formal rules now published – important update By Matthew Ramsey Last week saw the publication of three different sets of guidance on the extended furlough scheme – the Coronavirus Job Retention Scheme...
11/16/2020 12:00:00 AM Accelerating the shift to private credit By Rachel Richardson Over the last decade, market participants have observed direct lenders quietly taking market share from traditional bank lenders. As...
11/12/2020 12:00:00 AM Extended furlough scheme: new guidance published By Matthew Ramsey Following last week’s extension of the CJRS furlough scheme, the Government has now published thirteen sets of guidance with further...
11/9/2020 12:00:00 AM The Long-Term Asset Fund: an increasing reality By Lora Froud Tiffany Cox The implementation of the Investment Association’s (IA) proposal for a new Long-Term Asset Fund (LTAF) is looking increasingly likely...
11/3/2020 12:00:00 AM A "second wave" of Coronavirus amendments following new FCA guidance? By Adam Caines New FCA guidance Following the announcement of a second national lockdown, the FCA has announced a reprise of the payment deferral...
10/30/2020 12:00:00 AM Taking flight: The SFO secures its ninth DPA By Macfarlanes The Serious Fraud Office (SFO) has agreed its ninth deferred prosecution agreement (DPA), which has now received approval in the Crown...