12/10/2025 7:32:02 PM Softening of the borders for Irish and Luxembourg UCITS marketed in the UK By Lora Froud HM Treasury (HMT) yesterday launched a consultation on a proposed new framework for the post-Brexit marketing of non-UK funds to retail...
12/10/2025 7:19:04 PM "Portability" of leveraged debt facilities – a trend for the future? By Malcolm Hitching Yesterday, the FT published an article highlighting the recent trend for lenders to agree to the inclusion of ‘portability’ language in...
12/10/2025 7:10:57 PM The AMF Doctrine and SFDR: classification of funds and the compatibility of the EU and French rules By Rachel Richardson The French regulator, the Autorité des Marchés Financiers (AMF), has published guidance on the implementation of the EU's Sustainable...
12/10/2025 7:09:51 PM ESMA offers its view on ELTIF reform By Lora Froud Tiffany Cox ESMA has sent a letter to the European Commission (EC) detailing its views on the European Long Term Investment Funds (ELTIFs) review and...
12/10/2025 7:08:25 PM The SEC takes a different approach to the EU in tackling ESG greenwashing By Harriet Miller Tackling climate change is back on the agenda in the US, and is a renewed area of focus for the SEC: on 4 March, the SEC announced the...
12/10/2025 7:05:47 PM Five things we have learned about the Brexit MoU By Alexandra Green Michael Sholem The Brexit Trade and Cooperation Agreement did not specifically address financial services. However, the EU and the UK did commit to...
12/10/2025 7:04:55 PM ESAs consult on taxonomy-related sustainability disclosures for environmental products By Lora Froud Tiffany Cox The European Supervisory Authorities (ESAs) are currently consulting on the proposed regulatory technical standards (RTS) on the content...
12/10/2025 7:04:28 PM The SEC climate and ESG task force publishes its first risk alert focused on fund managers offering ESG-related products By Harriet Miller The recently established SEC climate and ESG task force published its first risk alert on 9 April. The alert highlights the task force’s...
12/10/2025 7:03:24 PM Conviction and collapse: a mixed week for the SFO By Lorna Emson James Reid On Wednesday the Serious Fraud Office (SFO) announced that it had secured a corporate conviction against GPT Special Project Management...
12/10/2025 7:02:56 PM The Social Loan Principles: the new kid on the block in sustainable lending By Rachel Richardson Sustainable finance which incorporates the environmental, social and governance criteria into investment decision making processes is...
12/10/2025 6:59:56 PM The growing reach of the economic substance rules By Riley Forson In November 2020, the EU Code of Conduct Group submitted a report to the Council of European Finance Ministers stating that the economic...
12/10/2025 6:59:38 PM Chaperoning as a means to market in EU post-Brexit under threat By Harriet Miller The financial trade press (e.g. see Financial News) is reporting that certain EU regulators have questioned the ability for a UK firm to...
12/10/2025 6:59:28 PM Asset manager ESG due diligence questionnaire published: seeking to create an "industry standard" By Harriet Miller On Friday 4 June 2021 the Loan Market Association (LMA), European Leveraged Finance Association (ELFA) and Loan Syndications and Trading...
12/10/2025 6:57:56 PM How can HMRC encourage more co-operative relationships with the wealthy and their agents? By Iskra Doukova This is the question which HMRC asked itself, 12 wealthy individuals and 25 agents of wealthy individuals, in a recently published...
12/10/2025 6:56:36 PM SFDR delayed by six months following concerns over greenwashing By Harriet Miller On 8 July 2021, the European Commission (EC) informed the European Council that the implementation of level 2 of the Sustainable...
12/10/2025 6:56:05 PM The future of UK regulation: the FCA’s new business plan By Alexandra Green Michael Sholem The FCA has published its 2021/22 business plan. The publication of the plan was slightly delayed, which is perhaps unsurprising given...