/Passle/MediaLibrary/Images/2024-04-04-10-33-09-405-660e81e58211d1eddd9f0593.png)
The Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) have both launched consultation papers on a new...
Macfarlanes
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-01-17-15-59-50-032-65a7f976e27047ca182cce4b.jpg)
As of 15 January 2024, the Serious Fraud Office (SFO) can now compel individuals and companies to provide them with information before an...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-01-23-10-20-19-874-65af92e31e18eb516707c0b2.jpg)
There were two interesting developments last week on the regulatory hot topic of non-financial misconduct. This is against the backdrop...
/Passle/MediaLibrary/Images/2024-04-17-12-06-24-645-661fbb40326ad244c0dabe15.png)
The FCA has this week issued a notice to insurers and insurance intermediaries compelling them to provide it with data about...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-02-15-14-32-14-351-65ce206e666749be4b96b607.jpg)
The Financial Conduct Authority (FCA) has published an update on its three-year strategy to reduce and prevent financial crime. The...
/Passle/MediaLibrary/Images/2024-04-17-12-06-07-513-661fbb2fdd69218933a9df5f.png)
The Bank of England (Bank) recently published its new policy statement, PS1/24 – The Bank of England's approach to enforcement, on the...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-03-04-10-06-09-809-65e59d11321da90e0e3d7914.jpg)
The FCA has launched a consultation on changes to its enforcement regime. If enacted, this will be the biggest shake up of the...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-03-06-12-09-11-038-65e85ce710694ac37a0ff603.jpg)
The Financial Conduct Authority (FCA) wrote a letter on 5 March 2024 to the Chief Executive Officers (CEOs) of “Annex 1” firms. These are...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-04-23-13-01-32-014-6627b12ce87bcfeefc96988a.jpg)
Last week, the Serious Fraud Office (SFO) published its new strategy for 2024-2029. This identifies four strategic outcomes, by reference...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2024-05-28-13-04-52-209-6655d6749a583bd3b736c11e.jpg)
Sports Direct has failed to persuade the Court of Appeal that it should be granted an interim mandatory injunction obliging Newcastle...
/Passle/MediaLibrary/Images/2024-04-04-09-23-41-910-660e719d3b22c29c5ffdad83.png)
The FCA has confirmed it is standing by its hotly debated proposal to “name and shame” firms under investigation. The FCA confirmed in...
/Passle/MediaLibrary/Images/2024-04-04-09-23-41-592-660e719d0a4f4df32058b2e2.png)
The FCA has fined Starling Bank (the Bank) £29m for failings in their financial crime systems and controls. As the FCA summarised it, the...
/Passle/MediaLibrary/Images/2024-04-04-09-23-41-476-660e719d3b22c29c5ffdad80.png)
The FCA has published two reviews in January dealing with different aspects of the fight against money laundering and financial crime....