12/10/2025 7:35:58 PM Brexit pragmatism By Alexandra Green A welcome breath of Brexit pragmatism, in the interests of business and its customers, from Andrew Bailey at the City Banquet, Mansion...
12/10/2025 7:31:47 PM Brexit: are some senior managers suffering a false sense of security? By Alexandra Green Rachel Serene On 31 January, Brexit became a reality and financial services firms now have less than nine months to finalise and implement their Brexit...
12/10/2025 7:25:52 PM Covid-19: FCA updates and extends guidance for mortgage firms By Alexandra Green On 22 May 2020, the Financial Conduct Authority (FCA) published draft updated guidance to mortgage lenders, mortgage administrators, home...
12/10/2025 7:21:19 PM Securitisation Regulation - STS and NPE amendments By Richard Fletcher On 24 July 2020, the European Commission published a legislative proposal for a regulation to amend the Securitisation Regulation (the SR...
12/10/2025 7:16:27 PM Regulated firms need to manage culture as FCA bars sex offenders from industry By Hayley Robinson The Financial Conduct Authority (FCA) has for the first time prohibited three individuals from working in the financial services industry...
12/10/2025 7:10:18 PM Are ESG ratings reliable? The next wave of ESG regulations By Rachel Richardson ESMA has published a letter to the European Commission (EC) recommending a further wave of ESG regulation concerning ESG ratings and...
12/10/2025 7:08:36 PM FCA scrutinises asset managers’ product governance By Alexandra Green The FCA has published the results of its review into UK asset managers’ implementation of the MiFID II product governance rules. The FCA...
12/10/2025 7:08:25 PM The SEC takes a different approach to the EU in tackling ESG greenwashing By Harriet Miller Tackling climate change is back on the agenda in the US, and is a renewed area of focus for the SEC: on 4 March, the SEC announced the...
12/10/2025 7:05:47 PM Five things we have learned about the Brexit MoU By Alexandra Green Michael Sholem The Brexit Trade and Cooperation Agreement did not specifically address financial services. However, the EU and the UK did commit to...
12/10/2025 7:04:28 PM The SEC climate and ESG task force publishes its first risk alert focused on fund managers offering ESG-related products By Harriet Miller The recently established SEC climate and ESG task force published its first risk alert on 9 April. The alert highlights the task force’s...
12/10/2025 7:03:34 PM Despite Covid-19 the rush to direct lending continues By Rachel Richardson The FT has reported that Ares have raised an €11bn fund. According to Prequin this will be Europe’s largest fund of its type. In...
12/10/2025 7:02:03 PM Beyond LIBOR: transatlantic divergence in loan markets By Jamie Macpherson A recent FT Alphaville article considers the state of play in the ongoing transition from LIBOR and usefully focuses on the market...
12/10/2025 6:59:38 PM Chaperoning as a means to market in EU post-Brexit under threat By Harriet Miller The financial trade press (e.g. see Financial News) is reporting that certain EU regulators have questioned the ability for a UK firm to...
12/10/2025 6:57:07 PM Pension scheme arrangements clearing exemption extended to 2022 By Edward Karsten William Sykes The temporary clearing exemption for pension scheme arrangements, set out in article 89(1) of EU EMIR (as amended by EMIR Refit), has...
12/10/2025 6:56:46 PM Securitisation – EBA consults on risk retention and HMT consults on the UK Sec Reg By Edward Karsten Richard Fletcher EBA consults on risk retention The European Banking Authority (EBA) has launched a consultation on draft regulatory technical standards...
12/10/2025 6:56:36 PM SFDR delayed by six months following concerns over greenwashing By Harriet Miller On 8 July 2021, the European Commission (EC) informed the European Council that the implementation of level 2 of the Sustainable...