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Macfarlanes' Corporate Law Update reported on the Financial Conduct Authority (FCA)’s recently-published policy statement on diversity...
Macfarlanes
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We are delighted to have assisted the Financial Markets Standards Board with its second edition of the Behaviour-pattern Conduct Analysis...
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The FCA has fined a former non-executive director (NED) £80,000 for negligently disclosing inside information to senior individuals at...
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The FCA is seeking to impose prohibition orders and fines on three traders for market abuse during their time working at Mizuho...
The Financial Conduct Authority (FCA) has recently announced that it has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for...
invAs we wrote about in more detail in our recent article, employee use of personal communications channels for work purposes has become...
In May, the FCA published its findings from a qualitative assessment survey it conducted back in January 2022 to explore the experiences...
The US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have issued a further round of fines to...
The Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) have both launched consultation papers on a new...
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The Prudential Regulation Authority (PRA) has fined the former CEO of Wyelands Bank Plc £118,808 for breaching PRA Conduct Rules over a...
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On 13 December 2023, the English High Court denied ClientEarth’s renewed application for permission to bring a judicial review...
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There were two interesting developments last week on the regulatory hot topic of non-financial misconduct. This is against the backdrop...
The FCA has this week issued a notice to insurers and insurance intermediaries compelling them to provide it with data about...
The Bank of England (Bank) recently published its new policy statement, PS1/24 – The Bank of England's approach to enforcement, on the...
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In an effort to fight economic crime and make it easier to hold corporates to account, the Economic Crime and Corporate Transparency Act...
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The FCA has launched a consultation on changes to its enforcement regime. If enacted, this will be the biggest shake up of the...